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R••• S••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

R••• S••••• S•••••••••

Advisor at E• W••••• A•••••••

TORRANCE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2fd4659-f4b5-5b7f-32c5-c9b6ee7c828b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Oct 10, 2012	n/a	yes	TORRANCE, CA	Current employment
H•••• C•••••• M•••••••••	Former SEC adviser	Mar 24, 2008	Oct 10, 2008	no	HUNT VALLEY, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••• C•••••• M•••••••••	E• W••••• A•••••••	Oct 10, 2008	Oct 10, 2012	1,461	Firm change after gap	Other
T• A••••••••• I••••••••• M••••••••• L••	H•••• C•••••• M•••••••••	Feb 14, 2008

Relationships

Registered with (5)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Oct 10, 2012 to presentfactForm ADV
→ H•••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 24, 2008 to Oct 10, 2008factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2006 to Feb 14, 2008factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2fd4659-f4b5-5b7f-32c5-c9b6ee7c828b
First observed: Sep 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.