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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

GREGORY STEWART YEARY

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Lexington, KY

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Search this name across graphsid dfx:ria:a2ff555f-e610-9b75-c2a8-4bb84134012e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 15, 1999
First registration: Sep 24, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 3168724

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 15, 2026	n/a	yes	Lexington, KY	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 8, 2017	Jan 27, 2026	no	LEXINGTON, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 15, 2002	Jun 9, 2017	no	LEXINGTON, KY\|LEXINGTON, KY	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 24, 1999	Nov 19, 2002	no	LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 27, 2026	Jan 15, 2026	-12	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jun 9, 2017	Jun 8, 2017	-1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 19, 2002	Nov 15, 2002	-4	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 15, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 8, 2017 to Jan 27, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 15, 2002 to Jun 9, 2017factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 24, 1999 to Nov 19, 2002factForm ADV

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
Gregory Stewart Yeary left Ubs Financial Services Inc. for Raymond James Financial Services Advisors, Inc (registered 2026-01-15)
Form ADVobserved 3 days ago