DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

John Matthew Pugsley

Advisor at STATE FARM INVESTMENT MANAGEMENT CORP.

Palm Beach Gardens, FL | Jupiter, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a30402de-9f82-8cc4-c22e-d1560280331d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 27, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STATE FARM INVESTMENT MANAGEMENT CORP.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 24, 2021
First registration: Apr 27, 2021
Dual registered: yes, broker-dealer
Other names: John Pugsley|John M Pugsley
IAPD individual key: 7337446

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Jul 31, 2026	n/a	yes	Jupiter, FL\|Palm Beach Gardens, FL	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 17, 2026	May 22, 2026	no	Palm Beach, FL\|Ft Lauderdale, FL	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 25, 2024	Feb 14, 2026	no	SAINT PAUL, MN\|Palm Beach, FL\|Ft Lauderdale, FL	Previous registration
EDWARD JONES	National bd RIA	Apr 27, 2021	Nov 7, 2024	no	Stuart, FL\|ST LOUIS, MO\|Jupiter, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	STATE FARM INVESTMENT MANAGEMENT CORP.	May 22, 2026	Jul 31, 2026	70	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 14, 2026	Feb 17, 2026	3	Bulk transfer	Ibd to ibd
EDWARD JONES	U.S. BANCORP INVESTMENTS, INC.	Nov 7, 2024	Nov 25, 2024	18	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 17, 2026 to May 22, 2026factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 25, 2024 to Feb 14, 2026factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 27, 2021 to Nov 7, 2024factForm ADV

Dated events

Occurred
May 22, 2026
Advisor changed firm
John Matthew Pugsley left U.S. Bancorp Advisors, Llc for State Farm Investment Management Corp. (registered 2026-07-31)
Form ADVobserved 3 days ago
Occurred
Nov 7, 2024
Advisor changed firm
John Matthew Pugsley left Edward Jones for U.S. Bancorp Investments, Inc. (registered 2024-11-25)
Form ADVobserved 3 days ago