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RIA / WealthAdvisorCertified Financial Planner16 years in industry

MARK Peter ADAMS

Advisor at DBS INVESTMENT ADVISERS, LLC

BAY CITY, MI | Bloomington, IN

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Search this name across graphsid dfx:ria:a30d6c08-4d4a-0170-4d7d-336a7be51501

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DBS INVESTMENT ADVISERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 23, 2010
First registration: Mar 24, 2010
Dual registered: no
Other names: MARK ADAMS|MARK P ADAMS
IAPD individual key: 5706583

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DBS INVESTMENT ADVISERS, LLC	Independent wealth	May 8, 2025	n/a	yes	Bloomington, IN\|BAY CITY, MI	Current employment
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Feb 24, 2022	Mar 8, 2024	no	MINNEAPOLIS, MN\|Bloomington, IN	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jan 29, 2018	May 6, 2020	no	BLOOMINGTON, IN\|INDIANAPOLIS, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 24, 2010	Feb 2, 2016	no	BLOOMINGTON, IN\|BLOOMINGTON, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THRIVENT ADVISOR NETWORK, LLC	DBS INVESTMENT ADVISERS, LLC	Mar 8, 2024	May 8, 2025	426	Firm change after gap	Ibd to RIA
ONEAMERICA SECURITIES, INC.	THRIVENT ADVISOR NETWORK, LLC	May 6, 2020	Feb 24, 2022	659	Firm change after gap	Ibd to ibd
WELLS FARGO ADVISORS	ONEAMERICA SECURITIES, INC.	Feb 2, 2016	Jan 29, 2018	727	Firm change after gap	Other

Relationships

Registered with (4)

→ DBS INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: previous registration
Feb 24, 2022 to Mar 8, 2024factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 29, 2018 to May 6, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 24, 2010 to Feb 2, 2016factForm ADV

Dated events

Occurred
Mar 8, 2024
Advisor changed firm
Mark Peter Adams left Thrivent Advisor Network, Llc for Dbs Investment Advisers, Llc (registered 2025-05-08)
Form ADVobserved 5 days ago