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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

CHRISTOPHER WILLIAM FREEMAN

Advisor at UBS FINANCIAL SERVICES INC.

Lincoln, NE

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Search this name across graphsid dfx:ria:a319ed48-96c8-9334-d97f-534094a185ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 27, 2005
First registration: Jan 3, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4054104

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 28, 2012	n/a	yes	Lincoln, NE	Current employment
WADDELL & REED	Former SEC adviser	Sep 26, 2011	Feb 28, 2012	no	SAVAGE, MN	Previous registration
DEWAAY CAPITAL MANAGEMENT	Former SEC adviser	Nov 2, 2006	Aug 16, 2010	no	CLIVE, IA\|WEST DES MOINES, IA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 3, 2006	Apr 10, 2006	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	UBS FINANCIAL SERVICES INC.	Feb 28, 2012	Feb 28, 2012	0	Firm change	Other
DEWAAY CAPITAL MANAGEMENT	WADDELL & REED	Aug 16, 2010	Sep 26, 2011	406	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	DEWAAY CAPITAL MANAGEMENT	Apr 10, 2006	Nov 2, 2006	206	Firm change	Other

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Feb 28, 2012 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Sep 26, 2011 to Feb 28, 2012factForm ADV
→ DEWAAY CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Nov 2, 2006 to Aug 16, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 3, 2006 to Apr 10, 2006factForm ADV

Dated events

No dated event names this entity yet.