DFX Intelligence

S••••••• F••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

S••••••• F••• A••••••• L••

CRD 282503

SOUTHFIELD, MI

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Search this name across graphs

Data as of Mar 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 3
Observed: Jun 27, 2018 to Mar 20, 2024
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••••• F••• A••••••• L••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

S••••••• F••• A••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

S••••••• F••• A••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $77.6M••• Locked
Discretionary RAUM: $77.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• E••••• F••• I• L•	Private Equity Fund	$148M	May 4, 2026	19	Jan 5, 2016	reported	021-254363
S••••••• E••••• F••• I• L•	Private Equity Fund	$0	Jun 27, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• K••••	Owner	E	yes	01/2005	Jun 27, 2018	Mar 20, 2024
S••••••• E••••• L••	Owner	D	yes	08/2015	Jun 27, 2018	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••• I• G• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$77.6M	$542M	-85.7%	$305M	-36.6%	5	5	0	0

Relationships

Advises (2)

→ S••••••• E••••• F••• I• L•Private fundPrivate Equity Fund, ERA
Jan 5, 2016 to presentfactForm ADV
→ S••••••• E••••• F••• I• L•Private fundPrivate Equity Fund, IA, no longer reported
Jun 27, 2018 to Jun 27, 2018factForm ADV

Controls (4)

← S••••• J••••••• A•••OwnerMANAGING DIRECTOR, ownership code B, individual
Jun 27, 2018 to presentfactForm ADV
← S••••••••• R•••••

Dated events

Occurred
May 31, 2024
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Mar 20, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-464M
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$182M
Occurred
Mar 22, 2019
Ria registration change

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 27, 2018
Last observed: Mar 20, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.