DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Speyside Fund Advisers LLC
Latest filing Mar 20, 2024
First filing on the tape Jun 27, 2018 · 9 filings
RAUM
$77.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$71.0M gross assets
History
9 filings and snapshots on the tape
RAUM$77.6M as of Mar 20, 2024
Mar 22, 2019$169M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2024
Mar 22, 20190 then
Employees (5.A)5 as of Mar 20, 2024
Mar 22, 20197 then
Private funds1 as of Mar 20, 2024
Mar 22, 20191 then
RAUM -86% over the last fiscal year-37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -86%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $77.6M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$71.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $77.6M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Speyside Equity Fund I LP | Private Equity Fund | $71.0M | 19 | Jan 5, 2016 |
| Speyside Equity Fund II LPno longer reported | Private Equity Fund | $0 | 19 | Jun 27, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Alan Jeffrey Stone · Managing Directorcontrolsince 08/2015 · owns 10% to 25%
- Robert Sylvester · Chief Compliance Officer / Managing Directorcontrolsince 08/2015 · owns 10% to 25%
- Kevin Daughtery · Ownercontrolsince 01/2005 · owns 75% or more of Speyside Equity LLC
Entity owners
- Speyside Equity LLC · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Speyside I Gp LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 2Nov 9, 2023 to Mar 20, 2024
- Assets in custody · $542M to $77.6MNov 9, 2023 to Mar 20, 2024
- Discretionary RAUM · $542M to $77.6MNov 9, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $418M to $71.0MNov 9, 2023 to Mar 20, 2024
- RAUM · $542M to $77.6MNov 9, 2023 to Mar 20, 2024
- HQ city · ANN ARBOR to SOUTHFIELDApr 28, 2023 to Nov 9, 2023
- Assets in custody · $487M to $542MMar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $487M to $542MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $380M to $418MMar 30, 2022 to Mar 29, 2023
- RAUM · $487M to $542MMar 30, 2022 to Mar 29, 2023
- Assets in custody · $238M to $487MMar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $305M to $487MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $238M to $380MMar 29, 2021 to Mar 30, 2022
- RAUM · $305M to $487MMar 29, 2021 to Mar 30, 2022
- Advisory employees · 5 to 4Mar 16, 2020 to Mar 29, 2021
- Assets in custody · $198M to $238MMar 16, 2020 to Mar 29, 2021
- Employees · 6 to 5Mar 16, 2020 to Mar 29, 2021
- Other offices · 1 to 0Mar 16, 2020 to Mar 29, 2021
- Discretionary RAUM · $235M to $305MMar 16, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $198M to $238MMar 16, 2020 to Mar 29, 2021
- RAUM · $235M to $305MMar 16, 2020 to Mar 29, 2021
- Advisory employees · 6 to 5Mar 22, 2019 to Mar 16, 2020
- Pooled vehicle clients · 2 to 1Mar 22, 2019 to Mar 16, 2020
- Assets in custody · $130M to $198MMar 22, 2019 to Mar 16, 2020
- Employees · 7 to 6Mar 22, 2019 to Mar 16, 2020
- Discretionary RAUM · $169M to $235MMar 22, 2019 to Mar 16, 2020
- Pooled vehicle RAUM · $130M to $198MMar 22, 2019 to Mar 16, 2020
- RAUM · $169M to $235MMar 22, 2019 to Mar 16, 2020
- Advisory employees · 8 to 6Jun 27, 2018 to Mar 22, 2019
- Business name · SPEYSIDE PRIVATE FUND ADVISERS LLC to SPEYSIDE FUND ADVISERS LLCJun 27, 2018 to Mar 22, 2019
- Employees · 9 to 7Jun 27, 2018 to Mar 22, 2019
- Legal name · SPEYSIDE PRIVATE FUND ADVISERS LLC to SPEYSIDE FUND ADVISERS LLCJun 27, 2018 to Mar 22, 2019
- Private funds · 4 to 1Jun 27, 2018 to Mar 22, 2019
Signals
3 dated events
- Speyside Fund Advisers Llc reported RAUM $77.6M, down 86% from $541.9M (2023-11-09 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- Speyside Fund Advisers Llc reported RAUM $487.1M, up 60% from $305.3M (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Speyside Private Fund Advisers Llc filed its initial SEC registration (Form ADV)Jun 27, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Speyside Fund Advisers LLC · Independent Sponsorsshared crd · capital_provider
- Speyside Fund Advisers LLC · Private Equityshared crd · organization
- Speyside Fund Advisers LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SPEYSIDE-EQUITYreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SPEYSIDEEQUITY.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026