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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRITON WEALTH MANAGEMENT, PLLC

CRD 291070

SUN CITY, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a31feabe-dbc2-f66d-9977-deec9db5ac1a

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2017 to Jul 9, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $405MItem 5.F on the latest filing (2026-07-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $405M
Private client RAUM: $405MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $45.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,729
Individual clients: 706
High net worth clients: 147
Custody, client assets: $348M
SEC number: 801-114305
CRD: 291070
Filings on the tape: 21
First filed: Dec 20, 2017
Latest filed: Jul 9, 2026
Organised: Limited Liability Company, AZ
Website: tritonwealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID LEE DORSEY	n/a	Sun City, AZ	7	24	2	no
CODY LEE ASHTON	n/a	Sun City, AZ	7	18	3	no
WILLIAM CHAD MITTON	n/a	SURPRISE, AZ \| Sun City, AZ	7	26	2	no
MICHAEL CLAWSON BIRD	n/a	Sun City, AZ	7	16	3	no
Brian Charles Smalley	n/a	SURPRISE, AZ \| Sun City, AZ	7	17	3	no
Arrah-Wonah Michael Nester	n/a	Sun City, AZ	7	15	2	no
Eric Charles Bird	Certified Financial Planner	Sun City, AZ	7	12	n/a	no
Nathaniel Duchein	Certified Financial Planner	Surprise, AZ \| SUN CITY, AZ	1	10	1	no
Zachary Aaron MacPhee	n/a	SUN CITY, AZ	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASHTON, CODY, LEE	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	C	yes	11/2018	Oct 19, 2018	Dec 16, 2024
BIRD, MICHAEL, CLAWSON	MANAGING MEMBER	C	yes	11/2018	Oct 19, 2018	Dec 16, 2024
DORSEY, DAVID, LEE	MANAGING MEMBER	C	yes	11/2018	Oct 19, 2018	Dec 16, 2024
MITTON, WILLIAM, CHAD	MANAGING MEMBER	C	yes	11/2018	Oct 19, 2018	Dec 16, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Surprise	Az	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$405M	$405M	9	9	1	n/a	n/a
2024	Mar 20, 2025	$380M	$380M	9	9	1	n/a	n/a
2023	Feb 8, 2024	$307M	$307M	8	8	1	n/a	n/a
2022	Mar 3, 2023	$309M	$309M	8	8	1	n/a	n/a
2021	Mar 3, 2022	$361M	$361M	7	7	2	n/a	n/a
2020	Feb 22, 2021	$285M	$285M	7	7	1	n/a	n/a
2019	Feb 25, 2020	$213M	$213M	7	7	1	n/a	n/a
2018	Mar 13, 2019	$170M	$170M	7	7	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$405M	$380M	6.7%	$309M	9.4%	9	9	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KINGSVIEW WEALTH MANAGEMENT, LLC	5	Jan 31, 2019	Jan 17, 2019	SUN CITY, AZ	Team lift out	Other	14.3%

Relationships

Affiliated with (1)

← LEIGH BALDWIN & CO., LLCRegistered adviserother investment adviser
factForm ADV

Registered with (9)

← Zachary Aaron MacPheeAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← Nathaniel DucheinAdvisorregistration: current employment
Oct 24, 2024 to presentfactForm ADV
← Eric Charles BirdAdvisorregistration: current employment
Feb 22, 2019 to presentfactForm ADV
← Brian Charles SmalleyAdvisorregistration: current employment
Jan 17, 2019 to presentfactForm ADV
← Arrah-Wonah Michael NesterAdvisorregistration: current employment
Jan 17, 2019 to presentfactForm ADV
← MICHAEL CLAWSON BIRDAdvisorregistration: current employment
Jan 16, 2019 to presentfactForm ADV
← WILLIAM CHAD MITTONAdvisorregistration: current employment
Nov 28, 2018 to presentfactForm ADV
← CODY LEE ASHTONAdvisorregistration: current employment
Nov 23, 2018 to presentfactForm ADV
← DAVID LEE DORSEYAdvisorregistration: current employment
Nov 19, 2018 to presentfactForm ADV

Controls (4)

← MITTON, WILLIAM, CHADOwnerMANAGING MEMBER, ownership code C, individual
Oct 19, 2018 to Dec 16, 2024factForm ADV
← DORSEY, DAVID, LEEOwnerMANAGING MEMBER, ownership code C, individual
Oct 19, 2018 to Dec 16, 2024factForm ADV
← ASHTON, CODY, LEEOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Oct 19, 2018 to Dec 16, 2024factForm ADV
← BIRD, MICHAEL, CLAWSONOwnerMANAGING MEMBER, ownership code C, individual
Oct 19, 2018 to Dec 16, 2024factForm ADV

Moved with (1)

← KINGSVIEW WEALTH MANAGEMENT, LLCRegistered adviser5 advisors, team lift out, same day
Jan 31, 2019 to Jan 17, 2019factForm ADV

Dated events

Occurred
Oct 19, 2018
First Form ADV filing
Triton Wealth Management, Pllc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a31feabe-dbc2-f66d-9977-deec9db5ac1a
First observed: Dec 20, 2017
Last observed: Jul 9, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRITON WEALTH MANAGEMENT, PLLC

CRD 291070

SUN CITY, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a31feabe-dbc2-f66d-9977-deec9db5ac1a

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID LEE DORSEY

n/a

Sun City, AZ

CODY LEE ASHTON

n/a

Sun City, AZ

WILLIAM CHAD MITTON

n/a

SURPRISE, AZ | Sun City, AZ

MICHAEL CLAWSON BIRD

n/a

Sun City, AZ

Brian Charles Smalley

n/a

SURPRISE, AZ | Sun City, AZ

Arrah-Wonah Michael Nester

n/a

Sun City, AZ

Eric Charles Bird

Certified Financial Planner

Sun City, AZ

n/a

Nathaniel Duchein

Certified Financial Planner

Surprise, AZ | SUN CITY, AZ

Zachary Aaron MacPhee

n/a

SUN CITY, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASHTON, CODY, LEE

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

11/2018

Oct 19, 2018

Dec 16, 2024

BIRD, MICHAEL, CLAWSON

MANAGING MEMBER

yes

11/2018

Oct 19, 2018

Dec 16, 2024

DORSEY, DAVID, LEE

MANAGING MEMBER

yes

11/2018

Oct 19, 2018

Dec 16, 2024

MITTON, WILLIAM, CHAD

MANAGING MEMBER

yes

11/2018

Oct 19, 2018

Dec 16, 2024

City

State

Country

Employees

Also broker-dealer

Surprise

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$405M

n/a

2024

Mar 20, 2025

$380M

n/a

2023

Feb 8, 2024

$307M

n/a

2022

Mar 3, 2023

$309M

n/a

2021

Mar 3, 2022

$361M

n/a

2020

Feb 22, 2021

$285M

n/a

2019

Feb 25, 2020

$213M

n/a

2018

Mar 13, 2019

$170M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$405M

$380M

6.7%

$309M

9.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KINGSVIEW WEALTH MANAGEMENT, LLC

Jan 31, 2019

Jan 17, 2019

SUN CITY, AZ

Team lift out

Other

14.3%