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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

JOHN JOSEPH KENNEDY

Advisor at LPL FINANCIAL LLC

DOWNERS GROVE, IL | DEERFIELD, IL

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Search this name across graphsid dfx:ria:a324d11b-b149-21a0-edb6-c77c702ff156

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 11, 1990
First registration: Jul 7, 2004
Dual registered: yes, broker-dealer
Other names: JACK KENNEDY|JOHN J KENNEDY|JOHN KENNEDY
IAPD individual key: 1992410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 9, 2025	n/a	yes	DOWNERS GROVE, IL\|DEERFIELD, IL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 9, 2023	Jan 13, 2025	no	Barrington, IL\|Morton Grove, IL	Previous registration
J.P. MORGAN INVESTMENT MANAGEMENT INC.	Asset manager	Jan 12, 2006	Nov 10, 2009	no	NEW YORK, NY	Previous registration
J.P. MORGAN ASSET MANAGEMENT	n/a	Jul 7, 2004	Dec 31, 2005	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jan 13, 2025	Jan 9, 2025	-4	Firm change	Ibd to ibd
J.P. MORGAN INVESTMENT MANAGEMENT INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 10, 2009	Jun 9, 2023	4,959	Firm change after gap	Other
J.P. MORGAN ASSET MANAGEMENT	J.P. MORGAN INVESTMENT MANAGEMENT INC.	Dec 31, 2005	Jan 12, 2006	12	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 9, 2023 to Jan 13, 2025factForm ADV
→ J.P. MORGAN INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jan 12, 2006 to Nov 10, 2009factForm ADV
→ J.P. MORGAN ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jul 7, 2004 to Dec 31, 2005factForm ADV

Dated events

Occurred
Jan 13, 2025
Advisor changed firm
John Joseph Kennedy left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2025-01-09)
Form ADVobserved 6 days ago