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RIA / WealthAdvisor28 years in industry

ITAAT HUSAIN

Advisor at FINANCIAL PLANNING HAWAII, INC.

HONOLULU, HI

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Search this name across graphsid dfx:ria:a3260e60-b9cf-f4e3-b361-361fe8e86aa2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 3, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL PLANNING HAWAII, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 6, 1998
First registration: Aug 3, 1998
Dual registered: no
IAPD individual key: 3027500

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL PLANNING HAWAII, INC.	Independent wealth	Dec 2, 2025	n/a	yes	HONOLULU, HI	Current employment
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Aug 20, 2018	Dec 31, 2025	no	Honolulu, HI\|TAMPA, FL\|HONOLULU, HI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 19, 2005	Aug 22, 2018	no	HONOLULU, HI\|HONOLULU, HI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 3, 1998	Feb 3, 2005	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	FINANCIAL PLANNING HAWAII, INC.	Dec 31, 2025	Dec 2, 2025	-29	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	J. W. COLE ADVISORS, INC.	Aug 22, 2018	Aug 20, 2018	-2	Firm change	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Feb 3, 2005	Jan 19, 2005	-15	Firm change	Other

Relationships

Registered with (4)

→ FINANCIAL PLANNING HAWAII, INC.Registered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Aug 20, 2018 to Dec 31, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 19, 2005 to Aug 22, 2018factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 3, 1998 to Feb 3, 2005factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Itaat Husain left J. W. Cole Advisors, Inc. for Financial Planning Hawaii, Inc. (registered 2025-12-02)
Form ADVobserved 6 days ago