DFX Intelligence

M••• J••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M••• J••• R••••••

Advisor at L•• F•••••••• L••

DANVERS, MA | BRADFORD, MA

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Search this name across graphsid dfx:ria:a3269682-6735-8fc8-6b7d-24587e21c1f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 5, 2021	n/a	yes	DANVERS, MA\|BRADFORD, MA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Nov 18, 2015	May 3, 2021	no	DANVERS, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	L•• F•••••••• L••	May 3, 2021	May 5, 2021	2	Bulk transfer	Ibd to ibd
I•••••••• C•••••• A•••••••	V••• F•••••••• A•••••••• I•••	Nov 30, 2015	Nov 18, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
30613:2882:MA:2015-11-10	Nov 30, 2015	Nov 18, 2015	LYNNFIELD, MA	Firm change

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 5, 2021 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2015 to May 3, 2021factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Feb 10, 2014 to Nov 30, 2015factForm ADV
→ O•••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3269682-6735-8fc8-6b7d-24587e21c1f4
First observed: Jul 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.