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G•••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

G•••••••• P•••••••

G•••••••• P•••••••, LLC, CRD 164192

NEW YORK, NY

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Search this name across graphsid dfx:ria:a32cece9-dedf-c082-f3c3-3c34043b877d

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Jun 19, 2012 to Mar 4, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.57 fund_share=0.0 institutional_share=0.41 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $795MderivedItem 5.D individuals plus high net worth individuals
Private client share: 57%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• S•••••••	Chartered Financial Analyst	NEW YORK, NY	2	14	1	no
I••• A•••••••• L••••	n/a	NEW YORK, NY	1	22

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
I•••• L••••• A••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2018	Mar 4, 2026	Mar 4, 2026
S•••••••• M••••••	Member	E	yes	04/2012	Mar 4, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	27.4%	$1.5B	-1.9%	5	5	0	0

Relationships

Registered with (4)

← K••••• C••••Advisorregistration: current employment
May 22, 2025 to presentfactForm ADV
← I••• A•••••••• L••••Advisorregistration: previous registration
Mar 19, 2018 to Dec 31, 2018factForm ADV
← M•••••• S•••••••Advisorregistration: previous registration
Dec 7, 2012 to Dec 31, 2018factForm ADV
← PETER DIERKS JOERS

Dated events

Occurred
Feb 23, 2026
Regulatory AUM changed
G•••••••• P••••••• reported RAUM $1.4B, up 27% from $1.1B (2025-03-20 to 2026-02-23)
Form ADVobserved 6 days ago
$302M
Occurred
Mar 20, 2025
Regulatory AUM changed
G•••••••• P••••••• reported RAUM $1.1B, down 31% from $1.6B (2024-03-20 to 2025-03-20)
Form ADVobserved 6 days ago
$-502M
Occurred
Mar 4, 2021
Regulatory AUM changed
G•••••••• P••••••• reported RAUM $1.4B, up 54% from $911.0M (2020-06-05 to 2021-03-04)
Form ADVobserved 6 days ago
$495M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a32cece9-dedf-c082-f3c3-3c34043b877d
First observed: Jun 19, 2012
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.