DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• P•••••••
Legal name G•••••••• P•••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jun 19, 2012 · 45 filings
SEC status approved since Apr 3, 2014
RAUM
$1.4B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
57%
$795M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$469M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$1.4B as of Mar 4, 2026
Jan 30, 2015$131M then
HNW client RAUM$795M as of Mar 4, 2026
Mar 27, 2018$187M then
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Jan 30, 20151 then
Employees (5.A)5 as of Mar 4, 2026
Jan 30, 20154 then
Private funds: no history
RAUM +27% over the last fiscal year-1.9% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $469MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.5MderivedHNW RAUM over HNW clients
- Average account
- $23.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 41%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$795M57%
- Charitable organizations$578M41%
- Corporations and businesses$33.1M2.4%
- Individual clients
- n/areported
- HNW clients
- 59reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 61reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.57 fund_share=0.0 institutional_share=0.41 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• S•••••••Chartered Financial Analyst | New York, Ny | Sep 13, 2024 | 14 y | 1 |
| I••• A•••••••• L•••• | New York, Ny | Jan 30, 2025 | 22 y | 1 |
| K••••• C•••• | New York, Ny | May 22, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••• D••••• J•••• to A••• C•••••• M••••••••• L••Dec 31, 2018 · RIA to a newly registered adviser
Joined, latest
- P•••• D••••• J•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 20, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I•••• L••••• A•••••••• · Chief Compliance Officercontrolsince 02/2018 · owns less than 5%
- S•••••••• M•••••• · Membercontrolsince 04/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 4, 2026RAUM per account of $23,043,197 against a peer median of $813,262 (1333 comparable advisers, 98.0th percentile, 15.0 robust deviations)peers: independent wealth managers, $1B to $5B (1,333) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 55 to 61Mar 20, 2025 to Feb 23, 2026
- Advisory employees · 2 to 3Mar 20, 2025 to Feb 23, 2026
- HNW clients · 52 to 59Mar 20, 2025 to Feb 23, 2026
- Financial planning clients · 11-25 to 26-50Mar 20, 2025 to Feb 23, 2026
- State-registered IARs · 2 to 3Mar 20, 2025 to Feb 23, 2026
- Discretionary RAUM · $866M to $1.2BMar 20, 2025 to Feb 23, 2026
- HNW RAUM · $557M to $795MMar 20, 2025 to Feb 23, 2026
- Individual RAUM · 250000.0 to unsetMar 20, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $237M to $223MMar 20, 2025 to Feb 23, 2026
- RAUM · $1.1B to $1.4BMar 20, 2025 to Feb 23, 2026
- Accounts · 50 to 55Mar 20, 2024 to Mar 20, 2025
- Advisory employees · 3 to 2Mar 20, 2024 to Mar 20, 2025
- HNW clients · 47 to 52Mar 20, 2024 to Mar 20, 2025
- Financial planning clients · 11-25 to 11-25Mar 20, 2024 to Mar 20, 2025
- State-registered IARs · 0 to 2Mar 20, 2024 to Mar 20, 2025
- Discretionary RAUM · $753M to $866MMar 20, 2024 to Mar 20, 2025
- HNW RAUM · $482M to $557MMar 20, 2024 to Mar 20, 2025
- Individual RAUM · unset to 250000.0Mar 20, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $852M to $237MMar 20, 2024 to Mar 20, 2025
- RAUM · $1.6B to $1.1BMar 20, 2024 to Mar 20, 2025
- Accounts · 49 to 50Mar 7, 2023 to Mar 20, 2024
- Financial planning clients · 1-10 to 11-25Mar 7, 2023 to Mar 20, 2024
- Discretionary RAUM · $654M to $753MMar 7, 2023 to Mar 20, 2024
- HNW RAUM · $399M to $482MMar 7, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $837M to $852MMar 7, 2023 to Mar 20, 2024
- RAUM · $1.5B to $1.6BMar 7, 2023 to Mar 20, 2024
- Advisory activities · 6 to 5Mar 10, 2022 to Mar 7, 2023
- Discretionary RAUM · $717M to $654MMar 10, 2022 to Mar 7, 2023
- HNW RAUM · $373M to $399MMar 10, 2022 to Mar 7, 2023
- Non-discretionary RAUM · $929M to $837MMar 10, 2022 to Mar 7, 2023
- RAUM · $1.6B to $1.5BMar 10, 2022 to Mar 7, 2023
- Accounts · 45 to 49Jun 16, 2021 to Mar 10, 2022
- HNW clients · 37 to 47Jun 16, 2021 to Mar 10, 2022
- Assets in custody · unset to 0.0Jun 16, 2021 to Mar 10, 2022
- Discretionary RAUM · $612M to $717MJun 16, 2021 to Mar 10, 2022
- HNW RAUM · $277M to $373MJun 16, 2021 to Mar 10, 2022
- Non-discretionary RAUM · $794M to $929MJun 16, 2021 to Mar 10, 2022
- RAUM · $1.4B to $1.6BJun 16, 2021 to Mar 10, 2022
- Other offices · 1 to 0Mar 4, 2021 to Jun 16, 2021
- Accounts · 40 to 45Jun 5, 2020 to Mar 4, 2021
Signals
5 dated events
- G•••••••• P••••••• reported RAUM $1.4B, up 27% from $1.1B (2025-03-20 to 2026-02-23)Feb 23, 2026 · RAUM change · derived
- G•••••••• P••••••• reported RAUM $1.1B, down 31% from $1.6B (2024-03-20 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- G•••••••• P••••••• reported RAUM $1.4B, up 54% from $911.0M (2020-06-05 to 2021-03-04)Mar 4, 2021 · RAUM change · derived
- G•••••••• P••••••• reported RAUM $911.0M, up 93% from $471.0M (2019-02-27 to 2019-11-08)Nov 8, 2019 · RAUM change · derived
- G•••••••• P••••••• filed its initial SEC registration (Form ADV)Jun 19, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 646-470-8714reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/glinepartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-470-8714reportedpublic record, Form ADV, Mar 4, 2026
- Contact form
- glinepartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- glinepartners.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $469Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026