DFX Intelligence

R•••••• A••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

R•••••• A••• M•••••

Advisor at G•••••••• W••••• A••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:a3412c5f-f7d7-3929-b920-72684dacd3e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 5, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• A••••••• L••	State registered	May 7, 2026	n/a	yes	SAN ANTONIO, TX	Current employment
A• M••••• I••••••••• A•••••••• L•••	Former SEC adviser	May 9, 2014	Jan 26, 2026	no	HOUSTON, TX\|SAN ANTONIO, TX\|San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• M••••• I••••••••• A•••••••• L•••	G•••••••• W••••• A••••••• L••	Jan 26, 2026	May 7, 2026	101	Firm change	Other
S•••••••• W••••• A•••••••• L••	A• M••••• I••••••••• A•••••••• L•••	Dec 31, 2010	May 9, 2014

Relationships

Registered with (4)

→ G•••••••• W••••• A••••••• L••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ A• M••••• I••••••••• A•••••••• L•••Registered adviserregistration: previous registration
May 9, 2014 to Jan 26, 2026factForm ADV
→ S•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 6, 2009 to Dec 31, 2010factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Jan 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3412c5f-f7d7-3929-b920-72684dacd3e0
First observed: Mar 2, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.