DFX Intelligence
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Registered advisor
R•••••• A••• M•••••
Feed of 09/14/2026
At current firm
0 y
since May 7, 2026
In the industry
29 y
since Aug 5, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••••• W••••• A••••••• L•• state registered currentsince May 7, 2026 · San Antonio, Tx
- A• M••••• I••••••••• A•••••••• L••• formerMay 9, 2014 to Jan 26, 2026 · Houston, Tx
- S•••••••• W••••• A•••••••• L•• unclassifiedFeb 6, 2009 to Dec 31, 2009 · San Antonio, Tx
- S•••••••• W••••• A•••••••• L•• unclassifiedFeb 6, 2009 to Dec 31, 2010 · San Antonio, Tx
- A• M••••• I••••••••• A•••••••• L••• formerFeb 1, 2008 to Jan 13, 2010 · Houston, Tx
- A• M••••• I••••••••• A•••••••• L••• formerApr 6, 2006 to Dec 31, 2007 · San Antonio, Tx
- M••••• S•••••• D• I••• unclassifiedMar 2, 2001 to Sep 8, 2005 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- A• M••••• I••••••••• A•••••••• L••• to G•••••••• W••••• A••••••• L••left Jan 26, 2026, registered May 7, 2026 (101 days) · Other
- S•••••••• W••••• A•••••••• L•• to A• M••••• I••••••••• A•••••••• L•••left Dec 31, 2010, registered May 9, 2014 (1225 days) · Other
- A• M••••• I••••••••• A•••••••• L••• to S•••••••• W••••• A•••••••• L••left Jan 13, 2010, registered Feb 6, 2009 (-341 days) · Other
- M••••• S•••••• D• I••• to A• M••••• I••••••••• A•••••••• L•••left Sep 8, 2005, registered Apr 6, 2006 (210 days) · Other
Signals
- ••• LockedJan 26, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address