DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A••••••••• F•••••••• S•••••••• L••
Northport, AL | TUSCALOOSA, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 26, 2023 | n/a | yes | TUSCALOOSA, AL|Northport, AL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 17, 2018 | Apr 21, 2023 | no | TUSCALOOSA, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | A••••••••• F•••••••• S•••••••• L•• | Apr 21, 2023 | Apr 26, 2023 | 5 | Firm change | Ibd to ibd |
| P•• W••••• M••••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 19, 2018 | Oct 17, 2018 |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jan 31, 2018 | Oct 19, 2018 | no | NORTHPORT, AL|BESSEMER, AL|TUSCALOOSA, AL|TUSCALOOSA, AL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 14, 2014 | Jan 18, 2018 | no | TUSCALOOSA, AL | Previous registration |
| -2 |
| Firm change |
| Ibd to ibd |
| R•••••• J•••• • A••••••••• I••• | P•• W••••• M••••••••• | Jan 18, 2018 | Jan 31, 2018 | 13 | Firm change | Ibd to ibd |