DFX Intelligence

D••••• K••• B•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D••••• K••• B•••••• C•••••

Advisor at C••••••••• S••••••••• L••

Overland Park, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• S••••••••• L••	Independent wealth	Mar 4, 2022	n/a	yes	Overland Park, KS	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Jun 11, 2010	Dec 15, 2010	no	SANTA MONICA, CA\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	C••••••••• S••••••••• L••	Dec 15, 2010	Mar 4, 2022	4,097	Firm change after gap	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	S•••••••• F••••••••• I•••	Jun 4, 2009	Jun 11, 2010

Relationships

Registered with (7)

→ C••••••••• S••••••••• L••Registered adviserregistration: current employment
Mar 4, 2022 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2010 to Dec 15, 2010factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Feb 7, 2007 to Jun 4, 2009factForm ADV
→ G••••• W••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.