RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• K••• B•••••• C•••••
- C••••••••• S••••••••• L•• independent RIA currentsince Mar 4, 2022 · Overland Park, Ks
- S•••••••• F••••••••• I••• formerJun 11, 2010 to Dec 15, 2010 · Santa Monica, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 7, 2007 to Jun 4, 2009 · Olathe, Ks
- G••••• W••••• M••••••••• I••• BD affiliatedOct 5, 2004 to Mar 23, 2006 · Olathe, Ks
- B••••• • Y•••• A•••••••• I••• formerApr 23, 2004 to Oct 8, 2004 · Auburn, Ca
- Q•••• • R•••••• I••• unclassifiedOct 3, 2003 to Jan 29, 2004 · Las Vegas, Nv
- H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassifiedAug 23, 2002 to Sep 9, 2003 · Mission Viejo, Ca
- S•••••••• F••••••••• I••• to C••••••••• S••••••••• L••left Dec 15, 2010, registered Mar 4, 2022 (4097 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S•••••••• F••••••••• I•••left Jun 4, 2009, registered Jun 11, 2010 (372 days) · Other
- G••••• W••••• M••••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Mar 23, 2006, registered Feb 7, 2007 (321 days) · Other
- B••••• • Y•••• A•••••••• I••• to G••••• W••••• M••••••••• I•••left Oct 8, 2004, registered Oct 5, 2004 (-3 days) · Other
- Q•••• • R•••••• I••• to B••••• • Y•••• A•••••••• I•••left Jan 29, 2004, registered Apr 23, 2004 (85 days) · Other
- H••••••••• G••••• E••••• • R••••••••• S••••••••• to Q•••• • R•••••• I•••left Sep 9, 2003, registered Oct 3, 2003 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address