DFX Intelligence

E••• E•••••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

E••• E•••••••• J••••••

Advisor at P•••••• W••••• A••••••• I•••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:a34edf33-c43d-7b6c-5279-021ab5560d2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• A••••••• I•••	Independent wealth	Sep 21, 2021	n/a	yes	CHAPEL HILL, NC	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Oct 27, 2017	May 4, 2021	no	Chapel Hill, NC\|Charlotte, NC\|Charleston, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	P•••••• W••••• A••••••• I•••	May 4, 2021	Sep 21, 2021	140	Firm change	RIA to RIA
M••••• S••••••	R••••• W• B•••• • C•• I•••••••••	Oct 30, 2017	Oct 27, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:8158:NC:2017-10-30	Oct 30, 2017	Oct 27, 2017	CHAPEL HILL, NC	Firm change

Relationships

Registered with (3)

→ P•••••• W••••• A••••••• I•••Registered adviserregistration: current employment
Sep 21, 2021 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Oct 27, 2017 to May 4, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 23, 2010 to Oct 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a34edf33-c43d-7b6c-5279-021ab5560d2f
First observed: Aug 23, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.