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Advisor at EMPOWER ADVISORY GROUP, LLC
Upland, CA | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jul 24, 2026 | n/a | yes | Upland, CA|GREENWOOD VILLAGE, CO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 28, 2020 | Jul 20, 2026 | no | SAN MARINO, CA|NEW YORK, NY|ROSEMEAD, CA|ALTADENA, CA|ALTADENA, CA|ALTADENA, CA|ONTARIO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EMPOWER ADVISORY GROUP, LLC | Jul 20, 2026 | Jul 24, 2026 | 4 | Firm change | Wirehouse to ibd |