DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• F••••••••
COLUMBIA, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• | Independent wealth | Jul 1, 2026 | n/a | yes | COLUMBIA, MO | Current employment |
| R•••• V••••••• L•• | State registered | Jul 24, 2025 | Jun 30, 2026 | no | MANDEVILLE, LA|MANDEVILLE, LA|Rayville, MO|COVINGTON, LA|Mandeville, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• V••••••• L•• | C••••••••• F•••••••• | Jun 30, 2026 | Jul 1, 2026 | 1 | Firm change | Other |
| P••••••• F•••••••• S•••••••• I••• | R•••• V••••••• L•• | Oct 31, 2023 | Jul 24, 2025 |
| P••••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | Aug 11, 2022 | Oct 31, 2023 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 21, 2021 | Aug 25, 2022 | no | OVERLAND PARK, KS|RAYVILLE, MO | Previous registration |
| W•••••• • R••• | Former SEC adviser | May 19, 2016 | Jul 21, 2021 | no | OVERLAND PARK, KS | Previous registration |
| Firm change after gap |
| Ibd to state RIA |
| L•• F•••••••• L•• | P••••••• F•••••••• S•••••••• I••• | Aug 25, 2022 | Aug 11, 2022 | -14 | Firm change | RIA to RIA |
| W•••••• • R••• | L•• F•••••••• L•• | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |