RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B•••• P•••••
- C••••••••• F•••••••• independent RIA currentsince Jul 1, 2026 · Columbia, Mo
- R•••• V••••••• L•• state registeredJul 24, 2025 to Jun 30, 2026 · Mandeville, La
- P••••••• F•••••••• S•••••••• I••• BD affiliatedAug 11, 2022 to Oct 31, 2023 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedJul 21, 2021 to Aug 25, 2022 · Overland Park, Ks
- W•••••• • R••• formerMay 19, 2016 to Jul 21, 2021 · Overland Park, Ks
- R•••• V••••••• L•• to C••••••••• F••••••••left Jun 30, 2026, registered Jul 1, 2026 (1 days) · Other
- P••••••• F•••••••• S•••••••• I••• to R•••• V••••••• L••left Oct 31, 2023, registered Jul 24, 2025 (632 days) · Affiliated broker-dealer or bank to a state-registered adviser
- L•• F•••••••• L•• to P••••••• F•••••••• S•••••••• I•••left Aug 25, 2022, registered Aug 11, 2022 (-14 days) · RIA to RIA
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- A••• B•••• P••••• left R•••• V••••••• L•• for C••••••••• F•••••••• (registered 2026-07-01)Jun 30, 2026 · Advisor changed firm · fact
- A••• B•••• P••••• left P••••••• F•••••••• S•••••••• I••• for R•••• V••••••• L•• (registered 2025-07-24)Oct 31, 2023 · Advisor changed firm · fact
- A••• B•••• P••••• left L•• F•••••••• L•• for P••••••• F•••••••• S•••••••• I••• (registered 2022-08-11)Aug 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address