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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

MARCOS CALDERON

Advisor at WELLS FARGO ADVISORS

SACRAMENTO, CA | CITRUS HEIGHTS, CA | ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3538e05-7986-dc3f-40c8-0a634e7fa819

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 25, 2017
First registration: Apr 28, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 6725948

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 17, 2022	n/a	yes	SACRAMENTO, CA\|ROSEVILLE, CA\|CITRUS HEIGHTS, CA\|SACRAMENTO, CA\|CITRUS HEIGHTS, CA\|ROSEVILLE, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 21, 2017	Jun 30, 2022	no	MODESTO, CA\|TURLOCK, CA\|MODESTO, CA\|SACRAMENTO, CA\|ELK GROVE, CA\|MODESTO, CA\|MODESTO, CA\|MERCED, CA\|TURLOCK, CA\|CERES, CA	Previous registration
EDWARD JONES	National bd RIA	Apr 28, 2017	Aug 24, 2017	no	Ceres, CA\|ST LOUIS, MO\|CERES, CA\|WOODLAND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Jun 30, 2022	Jun 17, 2022	-13	Firm change	Wirehouse to wirehouse
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 24, 2017	Nov 21, 2017	89	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:19616:CA:2022-06-21	Jun 30, 2022	Jun 17, 2022	CERES, CA	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 17, 2022 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 21, 2017 to Jun 30, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 28, 2017 to Aug 24, 2017factForm ADV

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
Marcos Calderon left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2022-06-17)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3538e05-7986-dc3f-40c8-0a634e7fa819
First observed: Apr 28, 2017
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARCOS CALDERON

Advisor at WELLS FARGO ADVISORS

SACRAMENTO, CA | CITRUS HEIGHTS, CA | ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3538e05-7986-dc3f-40c8-0a634e7fa819

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Jun 17, 2022

n/a

yes

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Nov 21, 2017

Jun 30, 2022

Previous registration

EDWARD JONES

National bd RIA

Apr 28, 2017

Aug 24, 2017

Ceres, CA|ST LOUIS, MO|CERES, CA|WOODLAND, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO ADVISORS

Jun 30, 2022

Jun 17, 2022

-13

Firm change

Wirehouse to wirehouse

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 24, 2017

Nov 21, 2017

Firm change

Ibd to wirehouse

Team

Left

Joined

From

Kind

7691:19616:CA:2022-06-21

Jun 30, 2022

Jun 17, 2022

CERES, CA

Firm change