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Advisor at ATLANTIC COAST FINANCIAL
KENNEBUNK, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ATLANTIC COAST FINANCIAL | State registered | Jan 21, 2021 | n/a | yes | KENNEBUNK, ME | Current employment |
| SALEM ADVISORY GROUP LLC | State registered | Jan 3, 2013 | Jan 26, 2021 | no | WELLS, ME | Previous registration |
| H. BECK, INC. | Former SEC adviser | Dec 14, 2012 | Jul 25, 2014 | no | WELLS, ME|WELLS, ME | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Nov 14, 2011 | Sep 10, 2012 | no | KENNEBUNK, ME | Previous registration |
| SORRENTO PACIFIC FINANCIAL, LLC | Former SEC adviser | Sep 16, 2010 | Nov 11, 2011 | no | KENNEBUNK, ME|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SALEM ADVISORY GROUP LLC | ATLANTIC COAST FINANCIAL | Jan 26, 2021 | Jan 21, 2021 | -5 | Firm change | Other |
| H. BECK, INC. | SALEM ADVISORY GROUP LLC | Jul 25, 2014 | Jan 3, 2013 | -568 | Firm change after gap | Other |
| CETERA INVESTMENT SERVICES LLC | H. BECK, INC. | Sep 10, 2012 | Dec 14, 2012 | 95 | Firm change | Other |
| SORRENTO PACIFIC FINANCIAL, LLC | CETERA INVESTMENT SERVICES LLC | Nov 11, 2011 | Nov 14, 2011 | 3 | Firm change | Other |