DFX Intelligence

J••••• E••• U••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

J••••• E••• U••••

Advisor at P•••••• C••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:a35db801-da18-9ea7-972b-f46d21894c84

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• S•••••••• L••	Bd affiliated wealth	Jan 23, 2026	n/a	yes	Maitland, FL\|Sarasota, FL\|LOUISVILLE, KY	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 27, 2016	Nov 19, 2025	no	Sarasota, FL\|LONGWOOD, FL\|AUSTIN, TX\|Maitland, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	P•••••• C••••• S•••••••• L••	Nov 19, 2025	Jan 23, 2026	65	Firm change	Ibd to ibd
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 27, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:120222:FL:2025-11-19	Nov 19, 2025	Jan 23, 2026	MAITLAND, FL	Firm change

Relationships

Registered with (3)

→ P•••••• C••••• S•••••••• L••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2016 to Nov 19, 2025factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 7, 2012 to Sep 22, 2016factForm ADV

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a35db801-da18-9ea7-972b-f46d21894c84
First observed: Jun 7, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.