RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E••• U••••
- P•••••• C••••• S•••••••• L•• BD affiliated currentsince Jan 23, 2026 · Maitland, Fl
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 27, 2016 to Nov 19, 2025 · Sarasota, Fl
- N•• A•••••• S•••••••• L•• formerJun 7, 2012 to Sep 22, 2016 · Sarasota, Fl
- K••••• A••••••• S•••••••• L•• to P•••••• C••••• S•••••••• L••left Nov 19, 2025, registered Jan 23, 2026 (65 days) · Affiliated broker-dealer or bank to another · moved with a team
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 27, 2016 (-148 days) · corporate re-registration, not a move
- J••••• E••• U•••• left K••••• A••••••• S•••••••• L•• for P•••••• C••••• S•••••••• L•• (registered 2026-01-23)Nov 19, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address