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Advisor at TENERE FINANCIAL
SAMMAMISH, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TENERE FINANCIAL | State registered | Feb 12, 2021 | n/a | yes | SAMMAMISH, WA | Current employment |
| TENERE FINANCIAL | State registered | May 3, 2016 | Mar 10, 2017 | no | SAMMAMISH, WA | Previous registration |
| TRUTINA FINANCIAL | Former SEC adviser | Feb 1, 2012 | Jan 26, 2021 | no | BELLEVUE, WA | Previous registration |
| HALBERT HARGROVE | Independent wealth | Apr 7, 2008 | Mar 1, 2012 | no | BELLEVUE, WA|LONG BEACH, CA|BELLEVUE, WA | Previous registration |
| WELLSPRING FINANCIAL ADVISORS L.L.C. | n/a | Aug 5, 2005 | Dec 31, 2008 | no | ISSAQUAH, WA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 26, 2005 | Jun 28, 2005 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUTINA FINANCIAL | TENERE FINANCIAL | Jan 26, 2021 | May 3, 2016 | -1,729 | Firm change after gap | RIA to state RIA |
| HALBERT HARGROVE | TRUTINA FINANCIAL | Mar 1, 2012 | Feb 1, 2012 | -29 | Firm change | Other |
| WELLSPRING FINANCIAL ADVISORS L.L.C. | HALBERT HARGROVE | Dec 31, 2008 | Apr 7, 2008 | -268 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WELLSPRING FINANCIAL ADVISORS L.L.C. | Jun 28, 2005 | Aug 5, 2005 | 38 | Firm change | Other |