DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Edward Kriha
Feed of 09/14/2026
Also filed as Stephen E Kriha
At current firm
5 y
since Feb 12, 2021
In the industry
24 y
since Aug 6, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Tenere Financial state registered currentsince Feb 12, 2021 · Sammamish, Wa
- Tenere Financial state registeredMay 3, 2016 to Mar 10, 2017 · Sammamish, Wa
- Trutina Financial formerFeb 1, 2012 to Jan 26, 2021 · Bellevue, Wa
- Halbert Hargrove independent RIAApr 7, 2008 to Mar 1, 2012 · Bellevue, Wa
- Wellspring Financial Advisors L.L.C. unclassifiedAug 5, 2005 to Dec 31, 2008 · Issaquah, Wa
- Northwestern Mutual Investment Services,LLC no RAUMApr 26, 2005 to Jun 28, 2005 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Trutina Financial to Tenere Financialleft Jan 26, 2021, registered May 3, 2016 (-1729 days) · RIA to a state-registered adviser
- Halbert Hargrove to Trutina Financialleft Mar 1, 2012, registered Feb 1, 2012 (-29 days) · Other
- Wellspring Financial Advisors L.L.C. to Halbert Hargroveleft Dec 31, 2008, registered Apr 7, 2008 (-268 days) · Other
- Northwestern Mutual Investment Services,LLC to Wellspring Financial Advisors L.L.C.left Jun 28, 2005, registered Aug 5, 2005 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address