B••••• B•••••

Advisor at P•••••• A•••••• G••••• L••

Rolling Hills Estates, CA | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:a36f1bdc-5165-8343-9528-c2f479378028

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Sep 10, 2026	n/a	yes	Rolling Hills Estates, CA\|MORRISTOWN, NJ	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jul 25, 2019	Sep 9, 2026	no	BEVERLY HILLS, CA\|MANHATTAN BEACH, CA\|Los Angeles, CA\|Beverly Hills, CA\|REDONDO BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P•••••• A•••••• G••••• L••	Sep 9, 2026	Sep 10, 2026	1	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 25, 2019 to Sep 9, 2026factForm ADV

Dated events

Occurred
Sep 9, 2026
A•••••• firm change
B••••• B••••• left J••• M••••• S••••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2026-09-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a36f1bdc-5165-8343-9528-c2f479378028
First observed: Jul 26, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.