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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

JOHN CHARLES OSORIO

Advisor at IMPERITY WEALTH ALLIANCE LLC

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a375aec0-af67-7509-0cac-805bbec861df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IMPERITY WEALTH ALLIANCE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Oct 25, 1991
First registration: Mar 3, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2005394

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IMPERITY WEALTH ALLIANCE LLC	Independent wealth	Mar 25, 2026	n/a	yes	New York, NY	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Dec 12, 2023	n/a	yes	New York, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Dec 22, 2023	no	NEW YORK, NY\|SMITHTOWN, NY	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 3, 2012	Feb 20, 2018	no	NEW YORK, NY\|APPLETON, WI\|GREENVALE, NY\|MANHASSET, NY\|MELVILLE, NY\|Melville, NY	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Mar 3, 2000	Feb 7, 2012	no	GREENVALE, NY\|NEW YORK, NY\|GARDEN CITY, NY\|GARDEN CITY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Dec 22, 2023	Dec 12, 2023	-10	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 20, 2018	Feb 14, 2018	-6	Bulk transfer	Other
FSC SECURITIES CORPORATION	INVEST FINANCIAL CORPORATION	Feb 7, 2012	Feb 3, 2012	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:8032:NY:2023-12-20	Dec 22, 2023	Dec 12, 2023	SMITHTOWN, NY	Firm change

Relationships

Registered with (5)

→ IMPERITY WEALTH ALLIANCE LLCRegistered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Dec 12, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Dec 22, 2023factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 3, 2012 to Feb 20, 2018factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 3, 2000 to Feb 7, 2012factForm ADV

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
John Charles Osorio left Lpl Financial Llc for Commonwealth Financial Network (registered 2023-12-12)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a375aec0-af67-7509-0cac-805bbec861df
First observed: Mar 3, 2000
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN CHARLES OSORIO

Advisor at IMPERITY WEALTH ALLIANCE LLC

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a375aec0-af67-7509-0cac-805bbec861df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

IMPERITY WEALTH ALLIANCE LLC

Independent wealth

Mar 25, 2026

n/a

yes

New York, NY

Current employment

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Dec 12, 2023

n/a

yes

New York, NY

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 14, 2018

Dec 22, 2023

NEW YORK, NY|SMITHTOWN, NY

Previous registration

INVEST FINANCIAL CORPORATION

Former SEC adviser

Feb 3, 2012

Feb 20, 2018

Previous registration

FSC SECURITIES CORPORATION

Former SEC adviser

Mar 3, 2000

Feb 7, 2012

GREENVALE, NY|NEW YORK, NY|GARDEN CITY, NY|GARDEN CITY, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

Dec 22, 2023

Dec 12, 2023

-10

Firm change

Ibd to ibd

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

Feb 20, 2018

Feb 14, 2018

-6

Bulk transfer

Other

FSC SECURITIES CORPORATION

INVEST FINANCIAL CORPORATION

Feb 7, 2012

Feb 3, 2012

-4

Firm change

Other

Team

Left

Joined

From

Kind

6413:8032:NY:2023-12-20

Dec 22, 2023

Dec 12, 2023

SMITHTOWN, NY

Firm change