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J•••• R••••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• R••••••• C•••••

Advisor at S•• W•••••

CHARLOTTE, NC | RALEIGH, NC | Charlotte, NC

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Search this name across graphsid dfx:ria:a387f22e-5a3a-a2ee-2888-503958d6628c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W•••••	Independent wealth	Sep 16, 2025	n/a	yes	Charlotte, NC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Jun 10, 2025	n/a	yes	RALEIGH, NC\|CHARLOTTE, NC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	F•••• C••••••• I••••••• S•••••••• I•••	Dec 15, 2023	Jun 10, 2025	543	Firm change after gap	Ibd to ibd
B••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Feb 17, 2021

Relationships

Registered with (7)

→ S•• W•••••Registered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 11, 2020 to Dec 15, 2023factForm ADV
→ B••• S••••••••• L••

Dated events

Occurred
Dec 15, 2023
Advisor changed firm
J•••• R••••••• C••••• left T••••• A••••••• S•••••••• I••• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2025-06-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a387f22e-5a3a-a2ee-2888-503958d6628c
First observed: May 21, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.