DFX Intelligence

C•••••• S•••• I•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••• S•••• I•••

Advisor at M•• I•••••••• S•••••••• L••

Reedsville, PA | LEWISTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a39fd2a1-8512-3b3c-faa2-865b8d9cfff8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Dec 8, 2023	n/a	yes	LEWISTOWN, PA\|Reedsville, PA	Current employment
M••••••	Bd affiliated wealth	Mar 8, 2018	Jan 21, 2022	no	STATE COLLEGE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	M•• I•••••••• S•••••••• L••	Jan 21, 2022	Dec 8, 2023	686	Firm change after gap	Ibd to ibd
M•••••• W••••• A•••••••	M••••••	Oct 11, 2018	Mar 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
174099:140195:PA:2018-10-11	Oct 11, 2018	Mar 8, 2018	STATE COLLEGE, PA	Firm change after gap

Relationships

Registered with (3)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 8, 2023 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Mar 8, 2018 to Jan 21, 2022factForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Apr 5, 2017 to Oct 11, 2018factForm ADV

Dated events

Occurred
Jan 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a39fd2a1-8512-3b3c-faa2-865b8d9cfff8
First observed: Apr 5, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.