S•••• M• L••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Atlanta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3ac36a0-0f49-adff-3613-2df53033d193

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Oct 29, 2020	n/a	yes	OVERLAND PARK, KS\|Atlanta, GA	Current employment
T••••••••• M•••••••••	Former SEC adviser	Feb 15, 2008	Oct 8, 2020	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• M•••••••••	C••••••• P•••••••	Oct 8, 2020	Oct 29, 2020	21	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111055:105348:GA:2020-10-08	Oct 8, 2020	Oct 29, 2020	ATLANTA, GA	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Oct 29, 2020 to presentfactForm ADV
→ T••••••••• M•••••••••Registered adviserregistration: previous registration
Feb 15, 2008 to Oct 8, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3ac36a0-0f49-adff-3613-2df53033d193
First observed: Feb 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.