DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

TRUEWEALTH MANAGEMENT

TRUEWEALTH, LLC, CRD 111055

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eea1b65f-2c86-3ea9-b498-161f6edd3dc3

Data as of Aug 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 3
On other graphs: 0
Observed: Nov 11, 2011 to Aug 27, 2020
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2020-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33
Advisory employees: 21
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,864
Individual clients: 154
High net worth clients: 376
Custody, client assets: $1.6B
SEC number: 801-57165
CRD: 111055
Filings on the tape: 48
First filed: Nov 11, 2011
Latest filed: Aug 27, 2020
Organised: Limited Liability Company, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIRCHETT, JENNIFER, ELAINE	Member	C	yes	04/2019	May 9, 2018	Aug 27, 2020
HEARD, JAMES, WALLACE	Shareholder	D	yes	11/1999	Nov 11, 2011	Aug 27, 2020
HEARD, JAMES, WALLACE	MANAGING MEMBER	C	yes	01/2014	Nov 11, 2011	Aug 27, 2020
HEARD, JAMES, WALLACE	Chairman	B	yes	12/2016	Nov 11, 2011	Aug 27, 2020
LEWIS, STACY, M	MANAGING MEMBER	C	yes	01/2018	Feb 21, 2018	Aug 27, 2020
LEWIS, STACY, M	Manager	Na	yes	01/2017	Feb 21, 2018	Aug 27, 2020
MERRILL, AMY, FAREL	Manager	A	yes	03/2011	Nov 11, 2011	Aug 27, 2020
MERRILL, AMY, FAREL	Shareholder	C	yes	01/2003	Nov 11, 2011	Aug 27, 2020
NASCA, LAURA, HAMILTON	CHIEF OPERATING OFFICER	Na	yes	12/2019	Feb 21, 2018	Aug 27, 2020
WARD, ROGER, GLENN	MANAGER, CHIEF INVESTMENT OFFICER	A	yes	01/2014	Nov 11, 2011	Aug 27, 2020
BIRCHETT, JENNIFER, ELAINE	Manager	Na	no	01/2018	May 9, 2018	Aug 27, 2020
TW HOLDINGS II, LLC	Member	B	no	01/2018	May 9, 2018	Aug 27, 2020
WBFG HOLDINGS, LLC	Member	B	no	01/2014	Mar 31, 2014	Aug 27, 2020
WBFG, INC.	Member	C	no	03/2011	Nov 11, 2011	Aug 27, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 18, 2020	$1.7B	$1.6B	36	24	0	n/a	n/a
2018	Mar 25, 2019	$1.3B	$1.3B	29	16	0	n/a	n/a
2017	Feb 21, 2018	$1.4B	$1.3B	29	15	0	n/a	n/a
2016	Feb 15, 2017	$1.2B	$1.2B	28	16	n/a	n/a	n/a
2015	Mar 9, 2016	$1.0B	$1.0B	26	18	n/a	n/a	n/a
2014	Feb 26, 2015	$1.0B	$1.0B	22	11	n/a	n/a	n/a
2013	Mar 31, 2014	$861M	$861M	19	14	n/a	n/a	n/a
2012	Mar 22, 2013	$762M	$762M	17	8	n/a	n/a	n/a
2011	Mar 8, 2012	$651M	$651M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.7B	$1.3B	27.6%	$1.2B	12.7%	33	29	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	14	Oct 8, 2020	Mar 22, 2021	ATLANTA, GA	Firm absorbed	RIA to RIA	93.3%

Relationships

Controls (6)

← HEARD, JAMES, WALLACEOwnerMANAGING MEMBER, ownership code C, individual
Nov 11, 2011 to presentfactForm ADV
← LEWIS, STACY, MOwnerMANAGING MEMBER, ownership code C, individual
Feb 21, 2018 to presentfactForm ADV
← WARD, ROGER, GLENNOwnerMANAGER, CHIEF INVESTMENT OFFICER, ownership code A, individual
Nov 11, 2011 to presentfactForm ADV
← MERRILL, AMY, FARELOwnerSHAREHOLDER, ownership code C, individual
Nov 11, 2011 to presentfactForm ADV
← NASCA, LAURA, HAMILTONOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Feb 21, 2018 to presentfactForm ADV
← BIRCHETT, JENNIFER, ELAINEOwnerMEMBER, ownership code C, individual
May 9, 2018 to presentfactForm ADV

Owns (3)

← BIRCHETT, JENNIFER, ELAINEOwnerMANAGER, ownership code NA, individual
May 9, 2018 to presentfactForm ADV
← TW HOLDINGS II, LLCOwnerMEMBER, ownership code B, domestic entity
May 9, 2018 to presentfactForm ADV
← WBFG HOLDINGS, LLCOwnerMEMBER, ownership code B, domestic entity
Mar 31, 2014 to presentfactForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser14 advisors, firm absorbed, same day
Oct 8, 2020 to Mar 22, 2021factForm ADV

Registered with (23)

← TERRY JAY MONTANOAdvisorregistration: previous registration
Jan 26, 2017 to Nov 13, 2020factForm ADV
← JAMES WALLACE HEARDAdvisorregistration: previous registration
Mar 17, 2003 to Oct 8, 2020factForm ADV
← JOHN FRANKLIN EDGARAdvisorregistration: previous registration
Jan 27, 2010 to Oct 8, 2020factForm ADV
← ROBIN COCHRANE YACOVETTAAdvisorregistration: previous registration
Jan 23, 2019 to Oct 8, 2020factForm ADV
← STACY M LEWISAdvisorregistration: previous registration
Feb 15, 2008 to Oct 8, 2020factForm ADV
← ROGER GLENN WARDAdvisorregistration: previous registration
May 19, 2011 to Oct 8, 2020factForm ADV
← AMY FAREL MERRILLAdvisorregistration: previous registration
May 16, 2003 to Oct 8, 2020factForm ADV
← KRISTIN MARGARET PUGHAdvisorregistration: previous registration
Jul 15, 2013 to Oct 8, 2020factForm ADV
← JENNIFER ELAINE BIRCHETTAdvisorregistration: previous registration
Jul 23, 2007 to Oct 8, 2020factForm ADV
← Leslie Adams BlanchardAdvisorregistration: previous registration
Dec 16, 2015 to Oct 8, 2020factForm ADV
← CHELSEA Marie NALLEYAdvisorregistration: previous registration
Sep 30, 2014 to Oct 8, 2020factForm ADV
← Marjorie Uys EdenfieldAdvisorregistration: previous registration
Feb 10, 2020 to Oct 8, 2020factForm ADV
← Dylan Stone GreerAdvisorregistration: previous registration
Jun 18, 2020 to Oct 8, 2020factForm ADV
← ASHLEY RENEE BARBAAdvisorregistration: previous registration
Jul 27, 2017 to Oct 8, 2020factForm ADV
← Kwasi Boahen MaafohAdvisorregistration: previous registration
Jun 24, 2020 to Oct 8, 2020factForm ADV
← BRANCH PATRICK LAWSONAdvisorregistration: previous registration
Aug 5, 2013 to Aug 27, 2020factForm ADV
← Grover Wade BuffingtonAdvisorregistration: previous registration
Aug 21, 2019 to Aug 20, 2020factForm ADV
← Contey Fulinia SmithAdvisorregistration: previous registration
Jul 10, 2019 to Jun 17, 2020factForm ADV
← Daan Sebastian MutsaersAdvisorregistration: previous registration
Sep 13, 2018 to May 18, 2020factForm ADV
← MADELINE MCIVORAdvisorregistration: previous registration
Apr 22, 2016 to Oct 11, 2017factForm ADV
← Joseph Brett RichardsAdvisorregistration: previous registration
Nov 6, 2012 to Apr 23, 2013factForm ADV
← PATRICK MAHER DAILEYAdvisorregistration: previous registration
Sep 14, 2005 to Nov 28, 2011factForm ADV
← LAURA HAMILTON NASCAAdvisorregistration: previous registration
Nov 22, 2005 to Aug 31, 2009factForm ADV

Dated events

Occurred
Feb 18, 2020
Regulatory AUM changed
Truewealth Management reported RAUM $1.7B, up 28% from $1.3B (2019-08-21 to 2020-02-18)
Form ADVobserved 4 days ago
$367M
Occurred
Apr 12, 2019
Control person left
Lewis Michael Maiorano (Managing Member) no longer on Schedule A of Truewealth Management (listed 2019-03-25, absent 2019-04-12)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2019
Control person left
Christopher Todd Skelton (Chief Operating Officer) no longer on Schedule A of Truewealth Management (listed 2018-12-17, absent 2019-03-25)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eea1b65f-2c86-3ea9-b498-161f6edd3dc3
First observed: Nov 11, 2011
Last observed: Aug 27, 2020 73 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRUEWEALTH MANAGEMENT

TRUEWEALTH, LLC, CRD 111055

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eea1b65f-2c86-3ea9-b498-161f6edd3dc3

Data as of Aug 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIRCHETT, JENNIFER, ELAINE

Member

yes

04/2019

May 9, 2018

Aug 27, 2020

HEARD, JAMES, WALLACE

Shareholder

yes

11/1999

Nov 11, 2011

Aug 27, 2020

HEARD, JAMES, WALLACE

MANAGING MEMBER

yes

01/2014

Nov 11, 2011

Aug 27, 2020

HEARD, JAMES, WALLACE

Chairman

yes

12/2016

Nov 11, 2011

Aug 27, 2020

LEWIS, STACY, M

MANAGING MEMBER

yes

01/2018

Feb 21, 2018

Aug 27, 2020

LEWIS, STACY, M

Manager

yes

01/2017

Feb 21, 2018

Aug 27, 2020

MERRILL, AMY, FAREL

Manager

yes

03/2011

Nov 11, 2011

Aug 27, 2020

MERRILL, AMY, FAREL

Shareholder

yes

01/2003

Nov 11, 2011

Aug 27, 2020

NASCA, LAURA, HAMILTON

CHIEF OPERATING OFFICER

yes

12/2019

Feb 21, 2018

Aug 27, 2020

WARD, ROGER, GLENN

MANAGER, CHIEF INVESTMENT OFFICER

yes

01/2014

Nov 11, 2011

Aug 27, 2020

BIRCHETT, JENNIFER, ELAINE

Manager

01/2018

May 9, 2018

Aug 27, 2020

TW HOLDINGS II, LLC

Member

01/2018

May 9, 2018

Aug 27, 2020

WBFG HOLDINGS, LLC

Member

01/2014

Mar 31, 2014

Aug 27, 2020

WBFG, INC.

Member

03/2011

Nov 11, 2011

Aug 27, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 18, 2020

$1.7B

$1.6B

n/a

2018

Mar 25, 2019

$1.3B

n/a

2017

Feb 21, 2018

$1.4B

$1.3B

n/a

2016

Feb 15, 2017

$1.2B

n/a

2015

Mar 9, 2016

$1.0B

n/a

2014

Feb 26, 2015

$1.0B

n/a

2013

Mar 31, 2014

$861M

n/a

2012

Mar 22, 2013

$762M

n/a

2011

Mar 8, 2012

$651M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.7B

$1.3B

27.6%

$1.2B

12.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

Oct 8, 2020

Mar 22, 2021

ATLANTA, GA

Firm absorbed

RIA to RIA

93.3%