DFX Intelligence

L•••• M••••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

L•••• M••••••••• P•••••

Advisor at C••••• 3•• W•••••• L••

OCALA, FL

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Search this name across graphsid dfx:ria:a3b287e9-2682-6911-a139-ab3ff473cdcd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• 3•• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• 3•• W•••••• L••	Independent wealth	Aug 31, 2018	n/a	yes	OCALA, FL	Current employment
F•••	Former SEC adviser	May 4, 2018	Jul 23, 2018	no	Ocala, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••	C••••• 3•• W•••••• L••	Jul 23, 2018	Aug 31, 2018	39	Firm change	Other
R•••••• J•••• • A••••••••• I•••	F•••	Feb 1, 2018	May 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
37813:296771:FL:2018-07-23	Jul 23, 2018	Aug 31, 2018	OCALA, FL	Firm change
705:37813:FL:2018-02-01	Feb 1, 2018	May 4, 2018	THE VILLAGES, FL	Firm change

Relationships

Registered with (5)

→ C••••• 3•• W•••••• L••Registered adviserregistration: current employment
Aug 31, 2018 to presentfactForm ADV
→ F•••Registered adviserregistration: previous registration
May 4, 2018 to Jul 23, 2018factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2011 to Feb 1, 2018factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3b287e9-2682-6911-a139-ab3ff473cdcd
First observed: Jan 28, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.