DFX Intelligence

F••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

F••••••• C••••••

Advisor at S••••••••• A•••••••• I•••

Guaynabo, PR | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3baf842-1eb3-4eb2-17ba-19fa2a16b21c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• I•••	Mixed wealth	Nov 2, 2022	n/a	yes	AUSTIN, TX\|Guaynabo, PR	Current employment
M••••• S••••••	Wirehouse	Mar 29, 2021	Oct 26, 2022	no	Orlando, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••••••••• A•••••••• I•••	Oct 26, 2022	Nov 2, 2022	7	Firm change	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Mar 27, 2021	Mar 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:142095:FL:2022-10-26	Oct 26, 2022	Nov 2, 2022	ORLANDO, FL	Firm change

Relationships

Registered with (3)

→ S••••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 2, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 29, 2021 to Oct 26, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 3, 2013 to Mar 27, 2021factForm ADV

Dated events

Occurred
Oct 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3baf842-1eb3-4eb2-17ba-19fa2a16b21c
First observed: Jun 3, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.