DFX Intelligence

F•••• H•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

F•••• H•••• B•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Indianapolis, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3c3b317-c5e8-3a51-fad8-3d04dfdb7625

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 2, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 23, 2020	n/a	yes	Indianapolis, IN	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Aug 11, 2015	Apr 23, 2020	no	CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 23, 2020	Apr 23, 2020	0	Firm change	Ibd to ibd
D•••• A• N•••• • C••••••	S•••••••• A•••••••• L••	Aug 11, 2015	Aug 11, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
226606:149018:IL:2020-04-23	Apr 23, 2020	Apr 23, 2020	CHICAGO, IL	Firm change
205:226606:IN:2015-08-11	Aug 11, 2015	Aug 11, 2015	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Apr 23, 2020 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2015 to Apr 23, 2020factForm ADV
→ D•••• A• N•••• • C••••••Registered adviserregistration: previous registration
Jul 2, 2009 to Aug 11, 2015factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3c3b317-c5e8-3a51-fad8-3d04dfdb7625
First observed: Dec 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.