DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frank Henry Becherer
Raymond James Financial Services Advisors, IncBD affiliatedIndianapolis, Indual registrantIAPD 1295252
Feed of 09/14/2026
At current firm
6 y
since Apr 23, 2020
In the industry
41 y
since Oct 2, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Apr 23, 2020 · Indianapolis, In
- Sanctuary Advisors, LLC BD affiliatedAug 11, 2015 to Apr 23, 2020 · Chicago, Il
- David A. Noyes & Company formerJul 2, 2009 to Aug 11, 2015 · Chicago, Il
- Morgan Stanley wirehouseJun 1, 2009 to Jul 23, 2009 · Indianapolis, In
- Citigroup Global Markets Inc. BD affiliatedDec 27, 2001 to Jun 1, 2009 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Sanctuary Advisors, LLC to Raymond James Financial Services Advisors, Incleft Apr 23, 2020, registered Apr 23, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- David A. Noyes & Company to Sanctuary Advisors, LLCleft Aug 11, 2015, registered Aug 11, 2015 (0 days) · Other · moved with a team
- Morgan Stanley to David A. Noyes & Companyleft Jul 23, 2009, registered Jul 2, 2009 (-21 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address