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Advisor at WATERSTONE FINANCIAL ADVISORY LLC
FORT MYERS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WATERSTONE FINANCIAL ADVISORY LLC | Independent wealth | May 19, 2023 | n/a | yes | FORT MYERS, FL | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 23, 2019 | May 18, 2023 | no | Ft. Myers, FL|TAMPA, FL | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | May 24, 2010 | Apr 24, 2019 | no | FORT MYERS, FL|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | WATERSTONE FINANCIAL ADVISORY LLC | May 18, 2023 | May 19, 2023 | 1 | Firm change | Ibd to new firm |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | J. W. COLE ADVISORS, INC. | Apr 24, 2019 | Apr 23, 2019 | -1 | Bulk transfer | Ibd to ibd |