DFX Intelligence

K•••••• H•••••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K•••••• H•••••••• G•••••••

Advisor at G• I••••••••• M••••••••• L••

Ozone Park, NY

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Search this name across graphsid dfx:ria:a3d34e4e-11ac-4c4a-5c48-6cc2fe2656ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 24, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• I••••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• I••••••••• M••••••••• L••	State registered	Jun 17, 2026	n/a	yes	Ozone Park, NY	Current employment
C••• P•••••• A•••••••• L••	Former SEC adviser	Oct 24, 2022	Jun 30, 2010	no	New York, NY\|New York, NY\|New York, NY\|Jersey City, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	G• I••••••••• M••••••••• L••	Oct 8, 2024	Jun 17, 2026	617	Firm change after gap	Ibd to state RIA
C••• P•••••• A•••••••• L••	C•••••••• G••••• M•••••• I•••	Jun 30, 2010	Oct 24, 2022

Relationships

Registered with (3)

→ G• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 24, 2022 to Oct 8, 2024factForm ADV
→ C••• P•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 24, 2022 to Jun 30, 2010factForm ADV

Dated events

Occurred
Oct 8, 2024
Advisor changed firm
K•••••• H•••••••• G••••••• left C•••••••• G••••• M•••••• I••• for G• I••••••••• M••••••••• L•• (registered 2026-06-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3d34e4e-11ac-4c4a-5c48-6cc2fe2656ef
First observed: Oct 24, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.