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G• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

G• I••••••••• M••••••••• L••

CRD 325619

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:8e69c3f5-d745-f6fb-b1dc-817386e7bb1f

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2026 to Feb 23, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $5.5M••• Locked
Discretionary RAUM: $5.5M
Private client RAUM: $5.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• S••••• T•••	n/a	LOS ANGELES, CA	2	26	n/a	yes
G••••••• R••• S••••	n/a	LOS ANGELES, CA \| Hawthorne, CA	2	10

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	2	0

Relationships

Registered with (5)

← K•••••• H•••••••• G•••••••Advisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← C••• K•••••••Advisorregistration: current employment
Jan 30, 2026 to presentfactForm ADV
← M••••• H•••••••Advisorregistration: current employment
Jul 16, 2024 to presentfactForm ADV
← G••••••• R••• S••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e69c3f5-d745-f6fb-b1dc-817386e7bb1f
First observed: Feb 23, 2026
Last observed: Feb 23, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.