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RIA / WealthAdvisor39 years in industry

SCOT BARRINGER

Advisor at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

LISLE, IL | Pinehurst, NC | Denver, CO

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Search this name across graphsid dfx:ria:a3d6b525-28e1-e8c9-111f-d2147998f96f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Exams: S65|S63
First exam: Feb 10, 1987
First registration: Apr 6, 2004
Dual registered: no
Other names: SCOTT BARRINGER
IAPD individual key: 1385168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC	Independent wealth	Jul 23, 2020	n/a	yes	Denver, CO\|LISLE, IL\|Pinehurst, NC	Current employment
WESTPARK CAPITAL, INC.	Independent wealth	Aug 1, 2016	Jul 16, 2020	no	Denver, CO\|Irvine, CA\|Pinehurst, NC	Previous registration
APPLIED WEALTH MANAGEMENT, INC.	n/a	Oct 17, 2011	Mar 15, 2017	no	GREENWOOD VILLAGE, CO\|LITTLETON, CO	Previous registration
NEWPORT COAST ASSET MANAGEMENT	Former SEC adviser	May 4, 2009	Aug 8, 2016	no	NEW YORK, NY\|DENVER, CO\|CHICAGO, IL\|NEW YORK, NY	Previous registration
BROOKSTREET SECURITIES CORPORATION	n/a	Apr 6, 2004	Jul 12, 2007	no	EVERGREEN, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTPARK CAPITAL, INC.	CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC	Jul 16, 2020	Jul 23, 2020	7	Firm change	Other
APPLIED WEALTH MANAGEMENT, INC.	WESTPARK CAPITAL, INC.	Mar 15, 2017	Aug 1, 2016	-226	Firm change after gap	Other
NEWPORT COAST ASSET MANAGEMENT	APPLIED WEALTH MANAGEMENT, INC.	Aug 8, 2016	Oct 17, 2011	-1,757	Firm change after gap	Other
BROOKSTREET SECURITIES CORPORATION	NEWPORT COAST ASSET MANAGEMENT	Jul 12, 2007	May 4, 2009	662	Firm change after gap	Other

Relationships

Registered with (5)

→ CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 23, 2020 to presentfactForm ADV
→ WESTPARK CAPITAL, INC.Registered adviserregistration: previous registration
Aug 1, 2016 to Jul 16, 2020factForm ADV
→ APPLIED WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 17, 2011 to Mar 15, 2017factForm ADV
→ NEWPORT COAST ASSET MANAGEMENTRegistered adviserregistration: previous registration
May 4, 2009 to Aug 8, 2016factForm ADV
→ BROOKSTREET SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 6, 2004 to Jul 12, 2007factForm ADV

Dated events

No dated event names this entity yet.