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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

John Hughes Scott

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Richmond, VA | BOCA RATON, FL

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Search this name across graphsid dfx:ria:a3e381e9-096c-3ff5-ed0d-667f31b25e2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 16, 2005
First registration: Jan 6, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 5007096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	May 19, 2023	n/a	yes	Richmond, VA\|BOCA RATON, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 15, 2022	Apr 17, 2023	no	New Orleans, LA\|New Orleans, LA\|VIRGINIA BEACH, VA\|Virginia Beach, VA	Previous registration
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Mar 18, 2019	Jan 26, 2022	no	NEW ORLEANS, LA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 11, 2007	Apr 3, 2019	no	RALEIGH, NC\|RALEIGH, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 6, 2005	Dec 5, 2006	no	RALEIGH, NC\|RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Apr 17, 2023	May 19, 2023	32	Firm change	Other
HANCOCK WHITNEY INVESTMENT SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jan 26, 2022	Feb 15, 2022	20	Firm change	Ibd to ibd
PARK AVENUE SECURITIES LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Apr 3, 2019	Mar 18, 2019	-16	Firm change	Ibd to ibd
MORGAN STANLEY DW INC.	PARK AVENUE SECURITIES LLC	Dec 5, 2006	Jul 11, 2007	218	Firm change	Other

Relationships

Registered with (5)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
May 19, 2023 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 15, 2022 to Apr 17, 2023factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Mar 18, 2019 to Jan 26, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jul 11, 2007 to Apr 3, 2019factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 6, 2005 to Dec 5, 2006factForm ADV

Dated events

Occurred
Apr 17, 2023
Advisor changed firm
John Hughes Scott left Raymond James & Associates, Inc. for Northwestern Mutual Investment Services,Llc (registered 2023-05-19)
Form ADVobserved 5 days ago
Occurred
Jan 26, 2022
Advisor changed firm
John Hughes Scott left Hancock Whitney Investment Services Inc. for Raymond James & Associates, Inc. (registered 2022-02-15)
Form ADVobserved 5 days ago