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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CLAYBROOK CAPITAL, LLC

CRD 286209

WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3f6a70e-dad9-542d-0d45-121f41f4c6b0

Data as of Mar 14, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Dec 3, 2016 to Mar 14, 2023
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $296MItem 5.F on the latest filing (2023-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $296M
Private client RAUM: $296MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 74
Individual clients: 18
High net worth clients: 14
Custody, client assets: $240M
SEC number: 801-108800
CRD: 286209
Filings on the tape: 25
First filed: Dec 3, 2016
Latest filed: Mar 14, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AARON, VIRGINIA, ELIZABETH	MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	B	yes	08/2017	Dec 12, 2016	Mar 14, 2023
ARELLA, BRUCE, [NO MIDDLE NAME]	MEMBER/MANAGER - CO-FOUNDER AND BOARD OF ADVISORS	C	yes	07/2017	Aug 2, 2017	Mar 14, 2023
NIGRO, JERRY, ANTHONY	MEMBER/MANAGER - CO-FOUNDER AND MANAGING DIRECTOR OF WEALTH MANAGEMENT ADVISORY	D	yes	08/2017	Dec 12, 2016	Mar 14, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 14, 2023	$296M	$296M	3	2	1	n/a	n/a
2021	Mar 4, 2022	$353M	$353M	3	3	1	n/a	n/a
2020	Mar 4, 2021	$269M	$269M	3	3	1	n/a	n/a
2019	Mar 13, 2020	$356M	$356M	3	3	0	n/a	n/a
2018	Mar 18, 2019	$259M	$259M	3	3	0	n/a	n/a
2017	Mar 21, 2018	$296M	$296M	4	4	0	n/a	n/a
2016	Jan 25, 2017	$0	$0	1	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$296M	$353M	-16.3%	$356M	-5.9%	3	3	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Lido	2	Dec 14, 2023	Nov 21, 2023	WELLESLEY, MA	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ROBERTSON STEPHENS ADVISORS	2	Jan 5, 2017	Jan 4, 2017	BOSTON, MA	Team lift out	Other	16.7%

Relationships

Controls (3)

← ARELLA, BRUCE, [NO MIDDLE NAME]OwnerMEMBER/MANAGER - CO-FOUNDER AND BOARD OF ADVISORS, ownership code C, individual
Aug 2, 2017 to presentfactForm ADV
← NIGRO, JERRY, ANTHONYOwnerMEMBER/MANAGER - CO-FOUNDER AND MANAGING DIRECTOR OF WEALTH MANAGEMENT ADVISORY, ownership code D, individual
Dec 12, 2016 to presentfactForm ADV
← AARON, VIRGINIA, ELIZABETHOwnerMEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code B, individual
Dec 12, 2016 to presentfactForm ADV

Registered with (3)

← JERRY ANTHONY NIGROAdvisorregistration: previous registration
Jan 4, 2017 to Dec 14, 2023factForm ADV
← VIRGINIA ELIZABETH AARONAdvisorregistration: previous registration
Jan 4, 2017 to Dec 14, 2023factForm ADV
← JENNIFER BACON PEARSONAdvisorregistration: previous registration
Nov 30, 2017 to May 29, 2018factForm ADV

Moved with (2)

→ LIDORegistered adviser2 advisors, team lift out, same day
Dec 14, 2023 to Nov 21, 2023factForm ADV
← ROBERTSON STEPHENS ADVISORSRegistered adviser2 advisors, team lift out, same day
Jan 5, 2017 to Jan 4, 2017factForm ADV

Dated events

Occurred
Dec 14, 2023
Team lift-out
2 advisors left Claybrook Capital, LLC (Wellesley, MA) for Lido on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 14, 2023
Advisor changed firm
Jerry Anthony Nigro left Claybrook Capital, Llc for Lido (registered 2023-11-13)
Form ADVobserved 5 days ago
Occurred
Dec 14, 2023
Advisor changed firm
Virginia Elizabeth Aaron left Claybrook Capital, Llc for Lido (registered 2023-11-21)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2016
First Form ADV filing
Claybrook Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3f6a70e-dad9-542d-0d45-121f41f4c6b0
First observed: Dec 3, 2016
Last observed: Mar 14, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLAYBROOK CAPITAL, LLC

CRD 286209

WELLESLEY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3f6a70e-dad9-542d-0d45-121f41f4c6b0

Data as of Mar 14, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AARON, VIRGINIA, ELIZABETH

MEMBER/MANAGER - VICE PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

08/2017

Dec 12, 2016

Mar 14, 2023

ARELLA, BRUCE, [NO MIDDLE NAME]

MEMBER/MANAGER - CO-FOUNDER AND BOARD OF ADVISORS

yes

07/2017

Aug 2, 2017

Mar 14, 2023

NIGRO, JERRY, ANTHONY

MEMBER/MANAGER - CO-FOUNDER AND MANAGING DIRECTOR OF WEALTH MANAGEMENT ADVISORY

yes

08/2017

Dec 12, 2016

Mar 14, 2023

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 14, 2023

$296M

n/a

2021

Mar 4, 2022

$353M

n/a

2020

Mar 4, 2021

$269M

n/a

2019

Mar 13, 2020

$356M

n/a

2018

Mar 18, 2019

$259M

n/a

2017

Mar 21, 2018

$296M

n/a

2016

Jan 25, 2017

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$296M

$353M

-16.3%

$356M

-5.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Lido

Dec 14, 2023

Nov 21, 2023

WELLESLEY, MA

Team lift out

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ROBERTSON STEPHENS ADVISORS

Jan 5, 2017

Jan 4, 2017

BOSTON, MA

Team lift out

Other

16.7%