DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Claybrook Capital, LLC

Former SEC-registered adviserWellesley, MassachusettsCRD 286209SEC 801-108800IAPD
Latest filing Mar 14, 2023
First filing on the tape Dec 3, 2016 · 25 filings
RAUM
$296M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$296M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$296M as of Mar 14, 2023
Jan 25, 2017$0 then
HNW client RAUM$292M as of Mar 14, 2023
Mar 21, 2018$293M then
State-registered IARs (5.B.3)2 as of Mar 14, 2023
Jan 25, 20171 then
Employees (5.A)3 as of Mar 14, 2023
Jan 25, 20171 then
Private funds: no history
RAUM -16% over the last fiscal year-5.9% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 14, 2023; every figure names its basis
RAUM per advisor
$148MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
16derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$20.9MderivedHNW RAUM over HNW clients
Average account
$4.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-16%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$240M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$292M99%
  • Individuals$3.8M1.3%
Individual clients
18reported
HNW clients
14reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
74reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$240M for 1 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Elizabeth Virginia Aaron · Member/Manager - Vice President, Chief Compliance Officercontrol
    since 08/2017 · owns 10% to 25%
  • [No Middle Name] Bruce Arella · Member/Manager - Co-Founder And Board Of Advisorscontrol
    since 07/2017 · owns 25% to 50%
  • Anthony Jerry Nigro · Member/Manager - Co-Founder And Managing Director Of Wealth Management Advisorycontrol
    since 08/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Wellesley, Ma · principal000
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 81 to 74
    Aug 31, 2022 to Mar 14, 2023
  • HNW clients · 16 to 14
    Aug 31, 2022 to Mar 14, 2023
  • Individual clients · 14 to 18
    Aug 31, 2022 to Mar 14, 2023
  • Assets in custody · $203M to $240M
    Aug 31, 2022 to Mar 14, 2023
  • Financial planning clients · 1-10 to 0
    Aug 31, 2022 to Mar 14, 2023
  • Discretionary RAUM · $353M to $296M
    Aug 31, 2022 to Mar 14, 2023
  • HNW RAUM · $349M to $292M
    Aug 31, 2022 to Mar 14, 2023
  • Individual RAUM · $4.1M to $3.8M
    Aug 31, 2022 to Mar 14, 2023
  • RAUM · $353M to $296M
    Aug 31, 2022 to Mar 14, 2023
  • Advisory employees · 3 to 2
    Mar 4, 2022 to Aug 31, 2022
  • State-registered IARs · 3 to 2
    Mar 4, 2022 to Aug 31, 2022
  • Accounts · 67 to 81
    Jul 7, 2021 to Mar 4, 2022
  • HNW clients · 19 to 16
    Jul 7, 2021 to Mar 4, 2022
  • Individual clients · 33 to 14
    Jul 7, 2021 to Mar 4, 2022
  • Assets in custody · $176M to $203M
    Jul 7, 2021 to Mar 4, 2022
  • Financial planning clients · 0 to 1-10
    Jul 7, 2021 to Mar 4, 2022
  • Discretionary RAUM · $269M to $353M
    Jul 7, 2021 to Mar 4, 2022
  • HNW RAUM · $263M to $349M
    Jul 7, 2021 to Mar 4, 2022
  • Individual RAUM · $6.0M to $4.1M
    Jul 7, 2021 to Mar 4, 2022
  • RAUM · $269M to $353M
    Jul 7, 2021 to Mar 4, 2022
  • HQ city · unset to WELLESLEY
    Mar 4, 2021 to Jul 7, 2021
  • HQ state · unset to MA
    Mar 4, 2021 to Jul 7, 2021
  • Accounts · 53 to 67
    Jul 15, 2020 to Mar 4, 2021
  • HNW clients · 11 to 19
    Jul 15, 2020 to Mar 4, 2021
  • Individual clients · 11 to 33
    Jul 15, 2020 to Mar 4, 2021
  • Assets in custody · unset to 175622200.0
    Jul 15, 2020 to Mar 4, 2021
  • Custody of client assets · false to true
    Jul 15, 2020 to Mar 4, 2021
  • Financial planning clients · 1-10 to 0
    Jul 15, 2020 to Mar 4, 2021
  • Discretionary RAUM · $356M to $269M
    Jul 15, 2020 to Mar 4, 2021
  • HNW RAUM · $352M to $263M
    Jul 15, 2020 to Mar 4, 2021
  • Individual RAUM · $3.9M to $6.0M
    Jul 15, 2020 to Mar 4, 2021
  • RAUM · $356M to $269M
    Jul 15, 2020 to Mar 4, 2021
  • HQ city · WELLESLEY to unset
    Jun 7, 2020 to Jul 15, 2020
  • HQ state · MA to unset
    Jun 7, 2020 to Jul 15, 2020
  • Other offices · 0 to 1
    Jun 7, 2020 to Jul 15, 2020
  • Accounts · 57 to 53
    Mar 20, 2019 to Mar 13, 2020
  • HNW clients · 18 to 11
    Mar 20, 2019 to Mar 13, 2020
  • Individual clients · 13 to 11
    Mar 20, 2019 to Mar 13, 2020
  • Assets in custody · 220000000.0 to unset
    Mar 20, 2019 to Mar 13, 2020
  • Custody of client assets · true to false
    Mar 20, 2019 to Mar 13, 2020
Signals
4 dated events
  • Jerry Anthony Nigro left Claybrook Capital, Llc for Lido (registered 2023-11-13)
    Dec 14, 2023 · Advisor changed firm · fact
  • Virginia Elizabeth Aaron left Claybrook Capital, Llc for Lido (registered 2023-11-21)
    Dec 14, 2023 · Advisor changed firm · fact
  • 2 advisors left Claybrook Capital, LLC (Wellesley, MA) for Lido on the same day
    Dec 14, 2023 · Team lift-out · derived
  • Claybrook Capital filed its initial SEC registration (Form ADV)
    Dec 3, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026