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B•••••• D••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

B•••••• D••••• B••••••

Advisor at F•••• P••••••• W•••••• L••

Albany, NY | Lac Brome, QC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 3, 2024	n/a	yes	Lac Brome, QC\|Albany, NY	Current employment
A•••• P•••••• W••••• M••••••••• L••	Former SEC adviser	Dec 23, 2020	Jul 1, 2024	no	ALBANY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••• W••••• M••••••••• L••	F•••• P••••••• W•••••• L••	Jul 1, 2024	Jun 3, 2024	-28	Firm change	RIA to RIA
C••••••••• F•••••••• N••••••	T•• H••••• G••••	Jun 30, 2005	Nov 24, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
145331:159289:NY:2024-07-01	Jul 1, 2024	Jun 3, 2024	ALBANY, NY	Firm change

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ A•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 23, 2020 to Jul 1, 2024factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 20, 2003 to Jun 30, 2005factForm ADV
→ T•• H••••• G••••Registered adviser

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 20, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.