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Advisor at REGAL INVESTMENT ADVISORS LLC
KENTWOOD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Jul 2, 2010 | n/a | yes | KENTWOOD, MI|KENTWOOD, MI | Current employment |
| BRIGHT OWL INVESTMENT ADVISORS | Former SEC adviser | Sep 25, 2015 | Feb 16, 2018 | no | KENTWOOD, MI | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | May 28, 2010 | Dec 31, 2014 | no | n/a | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BRIGHT OWL INVESTMENT ADVISORS | n/a | Feb 16, 2018 | n/a | n/a | Departure no registered destination | Departure |
| AMERICAN PORTFOLIOS ADVISORS, INC | REGAL INVESTMENT ADVISORS LLC | Dec 31, 2014 | Jul 2, 2010 | -1,643 | Firm change after gap | Other |