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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ADAM GREGORY JOHNSON

Advisor at STRATEGIC ADVISERS LLC

PORTLAND, OR | VANCOUVER, WA

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Search this name across graphsid dfx:ria:a4102689-0578-cfe2-55f0-9e7332ab79ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Nov 21, 2011
First registration: Nov 22, 2011
Dual registered: yes, broker-dealer
Other names: ADAM GREGORY JOHNSON|Adam Johnson
IAPD individual key: 5855220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	PORTLAND, OR\|VANCOUVER, WA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 4, 2020	Mar 31, 2025	no	PORTLAND, OR	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 26, 2015	May 19, 2020	no	Portland, OR	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 25, 2015	May 19, 2020	no	PORTLAND, OR	Previous registration
FISHER INVESTMENTS	Independent wealth	Jan 3, 2013	Jun 3, 2015	no	CAMAS, WA\|PLANO, TX	Previous registration
PHILLIPS & COMPANY	Former SEC adviser	Nov 22, 2011	Dec 18, 2012	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	May 19, 2020	Aug 26, 2015	-1,728	Channel change	Other
TD AMERITRADE, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 19, 2020	Aug 4, 2020	77	Firm change	Other
FISHER INVESTMENTS	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 3, 2015	Aug 25, 2015	83	Firm change	Other
PHILLIPS & COMPANY	FISHER INVESTMENTS	Dec 18, 2012	Jan 3, 2013	16	Firm change	Other

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 4, 2020 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 25, 2015 to May 19, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 26, 2015 to May 19, 2020factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jan 3, 2013 to Jun 3, 2015factForm ADV
→ PHILLIPS & COMPANYRegistered adviserregistration: previous registration
Nov 22, 2011 to Dec 18, 2012factForm ADV

Dated events

No dated event names this entity yet.