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RIA / WealthAdvisor30 years in industry

BRADLEY MAURICE BALL

Advisor at SEAPORT WEALTH MANAGEMENT

ESCONDIDO, CA

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Search this name across graphsid dfx:ria:a412bd8a-71a0-b319-64c6-a9675f6f443a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEAPORT WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 19, 1996
First registration: Mar 29, 2001
Dual registered: no
Other names: BRADLEY MAURICE BRINKS|BRADLEY M BALL
IAPD individual key: 2612122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEAPORT WEALTH MANAGEMENT	State registered	Oct 30, 2025	n/a	yes	ESCONDIDO, CA	Current employment
NFSG CORPORATION	Bd affiliated wealth	Jun 28, 2007	Jul 31, 2020	no	SAN DIEGO, CA\|SAN DIEGO, CA\|BOCA RATON, FL\|SAN JACINTO, CA\|HEMET, CA	Previous registration
BROOKSTREET SECURITIES CORPORATION	n/a	Jun 8, 2006	Jun 28, 2007	no	HEMET, CA\|SAN JUAN CAPISTRANO, CA\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 12, 2004	Jun 6, 2006	no	SAN DIEGO, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 29, 2001	Mar 30, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NFSG CORPORATION	SEAPORT WEALTH MANAGEMENT	Jul 31, 2020	Oct 30, 2025	1,917	Firm change after gap	Ibd to state RIA
BROOKSTREET SECURITIES CORPORATION	NFSG CORPORATION	Jun 28, 2007	Jun 28, 2007	0	Firm change	Other
LPL FINANCIAL LLC	BROOKSTREET SECURITIES CORPORATION	Jun 6, 2006	Jun 8, 2006	2	Firm change	Other
A. G. EDWARDS & SONS, INC.	LPL FINANCIAL LLC	Mar 30, 2004	Mar 12, 2004	-18	Firm change	Other

Relationships

Registered with (5)

→ SEAPORT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Jun 28, 2007 to Jul 31, 2020factForm ADV
→ BROOKSTREET SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 8, 2006 to Jun 28, 2007factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 12, 2004 to Jun 6, 2006factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 29, 2001 to Mar 30, 2004factForm ADV

Dated events

No dated event names this entity yet.