DFX Intelligence

M•••••• A•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• A•••• S•••••

Advisor at I••••••• A••••••• S•••••••• L••

MIAMI, FL | Laredo, TX

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Search this name across graphsid dfx:ria:a41591d5-3d4a-2733-f435-bad204ea3223

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Dec 12, 2023	n/a	yes	MIAMI, FL\|Laredo, TX	Current employment
P•• M•••••• A•••••• S••••••••• I•••	Former SEC adviser	Jan 11, 2022	Nov 30, 2023	no	Laredo, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• M•••••• A•••••• S••••••••• I•••	I••••••• A••••••• S•••••••• L••	Nov 30, 2023	Dec 12, 2023	12	Firm change	RIA to RIA
P•• W••••• M•••••••••	P•• M•••••• A•••••• S••••••••• I•••	Nov 30, 2023	Jan 11, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
110476:282589:TX:2023-11-30	Nov 30, 2023	Dec 12, 2023	LAREDO, TX	Firm change
129052:110476:TX:2023-11-30	Nov 30, 2023	Jan 11, 2022	LAREDO, TX	Firm change after gap
110476:129052:TX:2021-12-31	Dec 31, 2021	Sep 20, 2021	HOUSTON, TX	Firm change after gap

Relationships

Registered with (5)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 12, 2023 to presentfactForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 20, 2021 to Nov 30, 2023factForm ADV
→ S• J•••• W••••• M•••••••••

Dated events

Occurred
Nov 30, 2023
Advisor changed firm
M•••••• A•••• S••••• left P•• M•••••• A•••••• S••••••••• I••• for I••••••• A••••••• S•••••••• L•• (registered 2023-12-12)
Form ADVobserved 7 days ago
Occurred
Nov 30, 2023
Advisor changed firm
M•••••• A•••• S••••• left P•• W••••• M••••••••• for P•• M•••••• A•••••• S••••••••• I••• (registered 2022-01-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a41591d5-3d4a-2733-f435-bad204ea3223
First observed: Nov 2, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.